Sky Dimension International Limited (“Tiger”) is licensed by the Financial Services Commission of Mauritius (“FSC”). Pursuant to the Code of Business Conduct Section 4.5, clients’ moneys and assets are segregated from Tiger’s moneys and assets.

Clients’ moneys and assets are deposited and held in segregated trust and custodian accounts respectively. All banks and counterparties engaged by Tiger to deposit and hold clients’ moneys and assets respectively are regulated by authorities in the US, Hong Kong or Singapore and may be members of Exchanges in their respective jurisdictions.

Tiger performs due diligence on these counterparties to ensure that adequate controls are in place to safe keep clients’ moneys and assets.

US Markets: Transactions are cleared by Trade Up Securities, Inc. and shares are held in custody by Depository Trust Company (“DTCC”).

Hong Kong Markets: Transactions are cleared by Tiger Brokers (HK) Global Limited (“TBHK”) and custodised by Central Clearing and Settlement System (“CCASS”).

Singapore Markets: Transactions are cleared by Tiger Brokers (Singapore) Pte Ltd (“TBSPL”) and shares are held in custody by the Central Depository, in accordance with SGX Rules.